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Mitigating dry season food insecurity in the subtropics by prospecting drought-tolerant, nitrogen-fixing weeds


Subtropical regions experience an extended dry season, which inhibits the growth of most crops, and as a result there is seasonal scarcity of food and fodder. Globally, almost 600 million smallholders and landless laborers experience hunger in the dry season. This situation is expected to worsen, as water shortages are expected to impact up to two-thirds of humanity between 2010 and 2050. A second challenge is that 45% of the world’s agricultural land is sloped and vulnerable to intense surface runoff during the transition from the dry to rainy season (e.g., monsoon). Erosion, along with nutrient mining, contributes to a net loss of soil fertility. Drought-tolerant legumes can mitigate these challenges. Legumes form symbiotic relationships with microbes that can sequester atmospheric nitrogen gas as ammonia, a process termed biological nitrogen fixation (BNF). As a result of BNF, legumes are rich in nitrogen, which is a building block of edible protein and organic nitrogen fertilizer to replenish soils. Leguminous cover crops can be used as food/feed, and as a tool to reduce the need for synthetic fertilizers, prevent erosion, and suppress undesired weeds that grow on bare, dry soil that otherwise cause female drudgery. Unfortunately, cover cropping is not a traditional practice in most subtropical regions and BNF is inhibited by drought (dry season). Subsistence farmers around the world would benefit from nutritious and drought-tolerant cover crops that can sustain nitrogen fixation in the dry season. Here, we propose that neglected crops in addition to native and naturalized plants that persist in the dry season, often considered to be weeds, may be utilized for the development of new cover crops. A detailed framework is presented for the identification, characterization, and selection of such species. As a case study, the framework was applied to the mid-hills of Nepal. A literature review, stakeholder interviews, and field site visits with farmers informed the selection of 78 candidate dry season leguminous cover crop species. It is hoped that this innovative approach will serve as a model to help alleviate food/feed shortages and improve the livelihoods of subsistence farmers in the global subtropics.


The challenge of seasonal drought on agricultural productivity in the global subtropics

Subtropical regions experience an extended dry season, which inhibits the growth of most crops, and as a result the scarcity of food and fodder is a seasonal event [1]. Globally, almost 600 million smallholders and landless laborers experience seasonal hunger and food insecurity in the dry season [2]. Intense solar radiation at the equator generates convection currents that draw moisture from the subtropics, diverting precipitation and influencing the formation of deserts (Fig. 1)—the global subtropics are especially vulnerable to freshwater shortages as a result. Deserts like the Kalahari and the Sahara in Africa, which flank a moist equatorial belt, illustrate this phenomenon. Many of the most vulnerable subsistence farmers live in the subtropics where there is an extended dry season: South Asia, East and Sub-Tropical Africa, Central America, and Caribbean islands such as Haiti. Many of these regions are characterized by seasonal rain and drought (Fig. 2), resulting in seasonal malnutrition [1, 3, 4]. Exacerbating these challenges is seasonal migration, a global problem in areas with an extended dry season. Scarce resources, unpredictable climate, food insecurity, and drudgery motivate migration from rural areas into cities [5, 6]. Seasonal migration of males worsens the labor deficit of farming families; women and children are forced to undertake laborious farm tasks like planting, weeding, and harvesting [6]. As a result of these factors, communities in the global subtropics experience exacerbated poverty, hunger, and malnutrition; eradicating this extreme poverty and hunger is the number one target of the United Nations Millennium Development Goals [7].

Fig. 1
figure 1

Global water dynamics. Global rainfall patterns, temperature, Earth’s curvature, and rotation influence the formation of deserts in the subtropics. As the Earth rotates, convection currents carry moisture from the subtropics to the Tropics where heat causes the air to rise, and moisture to condense, leading to rainfall near the equator and dry zones in the flanking subtropics

Fig. 2
figure 2


Example of a subtropical climate that experiences an extended dry season. The average monthly temperature and rainfall in Nepal are shown (1990–2009). Nepal experiences a severe seasonal drought from October to April, during which farmers are challenged to cultivate crops utilizing residual soil moisture.

Producing food with scarce water and land resources is a major challenge in dry and semiarid climates around the world [8]. Drought-tolerant crops that enhance soil fertility also have the potential to mitigate agronomic challenges in the dry season [9]. Selecting locally adapted plant species represents an approach to developing a dry season cropping system that can contribute to food security, the conservation of scarce resources and ultimately alleviating poverty [10]. The objectives of this paper are: (1) to review the agroecological challenges of the dry season for subsistence farmers in the subtropics; (2) to introduce the concept of biological nitrogen fixation and leguminous cover crops; and (3) and to explore the concept of prospecting drought-tolerant, nitrogen-fixing weeds as novel resources for the development of cover crops. Nepal is used as a case study for a framework that should be applicable to subtropical regions around the world. The paper uses accessible language and provides background concepts facilitate dissemination to a wide audience including social scientists and policy makers.

The challenges of subsistence farming

The majority of families in the global subtropics are smallholders or subsistence farmers [5]. There are more than 386 million small farms (<2 ha) estimated worldwide, and the vast majority are family farms [11]. Subsistence farmers are challenged to grow enough food for their family on little land, often with degraded soil, and poor access to water [12]. Furthermore, the food produced by subsistence farmers is usually consumed within the household and traded within the immediate community, and rarely sold for profit. Subsistence farmers are typically isolated, without access to markets, and as a result, they do not have the capacity to generate income from their farming activities [5]. Without money, subsistence farmers cannot mitigate the challenges of degraded soil and poor access to water by purchasing external inputs like fertilizers and improved seed [12].

Climate change further threatens the livelihood of subsistence farmers

Climate change is a threat to all of humanity, and communities of subsistence farmers in the subtropics are among the most vulnerable [5]. Water scarcity is expected to affect up to two-thirds of people on Earth between 2010 and 2050 [13]. Some traditional practices of subsistence farmers become inappropriate as the climate changes rapidly [5]. Furthermore, subsistence farmers have limited access to agricultural inputs, improved techniques and technologies (e.g., drip irrigation); combined, smallholder farmers have a limited capacity to adapt to climate change [5]. Knowledge and technical interventions that permit adaption to a changing climate are needed to sustain the livelihoods of subtropical subsistence farming communities [5].

Monsoon rains drive soil erosion on agricultural terraces in Nepal and around the world

The loss of soil fertility occurs through erosion by wind and water as well as leaching of mineralized nutrients, a phenomenon that is worsened during the monsoon season [14]. Approximately 45% of the world’s agricultural land has a slope with a grade greater than 8%, of which 9% is especially steep with a grade of over 30%; these slopes are extremely vulnerable to soil erosion [8]. A United National Environmental Programme (UNEP) study estimated the annual economic losses due to soil erosion and the loss of soil fertility in South Asia at $600 million and $1.2 billion USD, respectively [15].

In Asia, soil erosion on hillsides is worsened during the monsoon season and from the transition from the dry season to the monsoon season [14]. Throughout most of South Asia, monsoon rains proceed the dry season; in the summer, southwesterly winds blow moist air from the Pacific and Indian Oceans across South Asia and inundate the region with rains that support the growth of major crops [16]. During the extended dry season, bare, fallow soil forms a surface crust as moisture evaporates; hence, when the monsoon season begins, the rainwater cannot percolate through the soil crust, resulting in surface runoff, especially on sloping land [17]. A study in the mid-hills of Nepal observed that monsoon rains explained between 53 and 83% of the variance (R2) in runoff [14]. The loss of soil fertility on agricultural terraces is associated with decreased crop yields, more weeds, and thus more drudgery [18]. In Nepal, some 20–50 tonnes of soil per hectare are estimated to be eroded each year from fields in the hills and mountains, while up to 200 tonnes per hectare per year may be lost in some highly degraded watersheds, resulting in crop yields in these areas diminishing by 8–21% in the 25 years preceding 1995 [8]. Farmers that cultivate terraces cut into the hillsides are particularly vulnerable because the livelihood of the family depends on maintaining productivity on unstable soil; landslides and loss of soil fertility put the farmers life and livelihood in peril [12]. Climate change is predicted to cause more severe weather events such as intense rainstorms, which will further increase erosion on sloped lands [19].

Cover crops mitigate erosion on sloping lands

Cover crops, either living or used as mulch, prevent erosion by protecting sloped bare soils, which are abundant following fallow periods (e.g., dry season), from the impact of raindrops and the force of blowing winds; these forces disintegrate aggregates on the soil surface, which are then lost to runoff and leaching [2022] (Fig. 3). Cover crops with fibrous roots bind aggregates of loose sandy soil and assimilate mineralized nutrients, retaining valuable crop nutrients within the agroecosystem [23]. Compact soils have smaller pores and poorer water infiltration, and as a result they are more vulnerable to erosion by runoff; plants with a large taproot (e.g., fodder radish) create large pores in compact soil to improve water infiltration [24].

Fig. 3
figure 3

Adapted from [21]

Plant cover mitigates soil erosion. The morphology and density of vegetation regulate erosion of soil by wind and water on sloping land. Erosion is most severe on bare soils. Soil coverage by vegetation prevents rainfall from causing erosion. The roots bind onto aggregate soil particles. The benefits of vegetation are maximized under higher plant densities, and by incorporation of crop residues which creates air pockets that can absorb water.

Nutrient mining is a problem in the subtropics

Nutrient mining is a serious problem in the global subtropics; nitrogen, phosphorus, and potassium (NPK) along with other nutrients are harvested with the crop biomass and lost through leaching and erosion, but not replaced [25]. As a result, most subsistence farmers cultivate land that is deficient in one or more primary crop nutrients [9]. Nutrient replacements such as synthetic N fertilizers are expensive to produce and must be shipped long distances and down the value chain to reach remote areas; as a result, these inputs are not affordable and often not accessible to subsistence farmers [120]. Insufficient quantities of crop nutrients lead to crop malnutrition and disease as well as an increased number of opportunistic weeds (e.g., as a result of poor soil cover), ultimately reducing crop yield and increasing the labor input requirement (e.g., for weeding) [14].

The utilization of synthetic N fertilizers is associated with water pollution and eutrophication as well as air pollution from greenhouse gases like ammonia and nitrous oxide [26]. The production, transport, and utilization of synthetic N fertilizer consume more energy than any other aspect of agricultural plant production worldwide [26]. Continents with the majority of the world’s subsistence farmers (Africa, Asia, Central and South America) account for about 75% of the total fertilizer N consumed [27]. Exclusive reliance on synthetic N fertilizers is a challenge to subsistence farmers who cannot afford to purchase external inputs [28]. Finding free and renewable sources of N fertilizer has the potential to uplift and sustain the livelihoods of subsistence farmers.

Biological nitrogen fixation augments the soil N pool

A hallmark of legumes is that they form symbiotic relationships with rhizobia bacteria in root organs (nodules) where the rhizobia convert atmospheric nitrogen gas into ammonia, a process termed biological nitrogen fixation (BNF) [29]. Legumes can be edible by humans (i.e., grains such as lentils), grown as a forage for grazing livestock, for soil cover (cover crops), and/or for residue incorporation into soil (green manures), though these functions are not mutually exclusive. Decomposition of non-harvested legume tissues (e.g., roots) deposits organic nitrogen into the soil to benefit nearby crops in the short term and soil fertility in the long term (e.g., to assist cereal crops) not only by depositing nitrogen but also soil organic matter (SOM) [26, 30] (Fig. 4). For this reason, legumes like beans are commonly planted with grasses such as maize or wheat [31]. The benefits of BNF can be accomplished through the use of legumes as intercrops, cover crops, and/or green manures (CC/GM). In the subtropics, the benefits of CC/GM are usually limited to the wet season, because by the end of the subsequent dry season the organic matter has already decomposed and nutrients including N and P are lost to leaching; the subsequent crop does not benefit [32].

Fig. 4
figure 4

Cover crops sequester nutrients and produce rich crop residue. a Crop nutrients are sequestered by cover crops and stored in their tissues instead of being lost (e.g., leaching, erosion, and volatilization) and/or unavailable. b The nutrient-rich crop residue acts as a mulch or compost through decomposition to benefit the subsequent crop. BNF, biological nitrogen fixation; N nitrogen; P phosphorus; K potassium

Biological nitrogen fixation is limited in the dry season

The nitrogen fixation process is influenced by complex interactions between the community of microorganisms, plants, and the environment [33]. A major limitation of BNF is drought; water deficiency has been shown to reduce nodule activity and the survival of rhizobia in soil [34]. Annual legume cover crops, green manures, and forages have been used to the benefit of subsistence farmers in the subtropics around the world; however, the efficacy of many of these crops is limited in the dry season if irrigation is unavailable [32, 35]. Drought tends to inhibit nodulation and BNF in plants more than rhizobia [36]. Drought limits rhizobia inoculation by inhibiting root hair colonization [37]. Rhizobia populations tend to be lowest under desiccated conditions and increase as moisture availability increases [38]. Plant accessions and rhizobia strains both vary in sensitivity to drought [33, 36]. Therefore, improving legume productivity in arid climates must involve selecting combinations of stress-tolerant cultivars and rhizobia [39]. There is a global effort to discover, select, and improve legumes and rhizobia with improved biological nitrogen fixation as a renewable source of fertilizer for subsistence farmers [39].

Weeds take advantage of bare soils during the dry season

Opportunistic wild plants emerge at the onset of the dry season and take advantage of the residual soil moisture and nutrients to complete their life cycle. The reserve of weed seed is increased in the subsequent season, increasing the labor requirement of a difficult farm activity. An assessment of drudgery in northern India indicated that weeding is the second most laborious crop activity conducted by women, demanding up to 1110 h per year [40]. Planting leguminous cover crops in the dry season can alleviate weed pressure, reduce drudgery, enhance soil fertility, and provide nutrients to the subsequent crop.

Crops in the subtropics suffer from pests and diseases

More than 40% of potential food production globally is lost each year to weeds, pests, and diseases [41] including problematic pests (e.g., locusts and nematodes) in the subtropics [42]. The threat and impact of crop failure is exacerbated for subsistence farmers in remote hilly and mountainous regions without access to inputs for crop fertility and protection [5]. The use of CC/GM and mulching has been shown to suppress pests like pathogenic nematodes as well as diseases [43, 44].

Cover crops and crop rotations suppress weeds, pests, and disease

Crop rotations can suppress pests, diseases, and weeds [4548]. Cover crops can suppress the growth of undesired weeds by competing for light and exuding compounds that temporarily inhibit seed germination [22, 43, 49, 50]. Legume mulches have been associated with >50% reduction in pathogenic nematode survival [43]. Pest and disease suppression can contribute a large proportion of the total benefits of a legume in a rotation system; a study of a pea-wheat and continuous wheat rotations observed that 91% of the yield advantage was due to non-BNF benefits, mainly by reducing leaf diseases [51].

Dry season crops provide yields at a critical time of food and feed insecurity

As already noted, hundreds of millions of smallholder farmers and landless peasants suffer from seasonal malnutrition in the dry season [2]. There is an opportunity for smallholder farmers to cultivate drought-tolerant legume crops in the dry season to provide fresh organic matter, and provide a source of animal feed in the mid-hills of Nepal [6, 52]. For example, cultivation of drought-tolerant legumes in Nepal provided more than 6.8 t DM ha−1 of vetch and 9.2 t DM ha−1 of biomass in the dry season, alleviating the severe seasonal livestock feed deficit [53]. In Africa, dry season cultivation of drought-tolerant legumes has been successfully introduced on a small scale in Malawi, most farmers use the legumes to feed their children [54]. Other initiatives to develop drought-tolerant crops are being driven by The International Center for Agricultural Research in Dry Areas (ICARDA) and The International Crops Research Institute for the Semi-Arid Tropics (ICRISAT) [55, 56].

Limitations to the adoption of sustainable agriculture interventions

Experimentally validated sustainable agriculture interventions that conserve soil fertility such as leguminous cover crops and green manures (CC/GM) are available to subsistence farmers; however, historically in Nepal and in the global subtropics, the adoption rates of these interventions are meager despite declining soil fertility [5759]. A study in Nepal revealed four primary motivating factors for adoption of improved soil conservation technologies like CC/GM (Fig. 5) : neighbor experiences (35%), multifunctionality (30%), finance and material support (20%), and training and extension (15%) [58]. Furthermore, farmer surveys in the Kaski and Dhading districts of Nepal indicate that their terrace land is too dry to grow most crops including many leguminous CC/GM in the dry season [7].

Fig. 5
figure 5

Adapted from [58]

Motivating factors that promote adoption of improved soil conservation technologies.

The need to diversify crop species to adapt to a changing environment

The sustainable development and food security of smallholder communities are hindered by the reduction in species utilized in agricultural ecosystems [6, 60]. The potential for crop failure is exacerbated by the reliance on a few plant species [5, 6, 61, 62]. Plant species vary in their vulnerabilities and resistances to hazards like environmental stress including heat, cold, drought, floods, pests, and disease. As a result, the reliance on a few crop species is a risk for farmers [62]. Crop production in monoculture systems increases exposure to pests, diseases, and environmental stress [62]. Total crop yields are stabilized by the capacity for each individual crop species to adapt and be productive in different conditions, and hence, the intrinsic robustness of diverse agroecosystems is an asset to farmers in a changing climate [62]. The consequence of reduced agrobiodiversity can be immense for subsistence farmers whose livelihood depends on their crop yield. For example, farmer surveys in the mid-hills of Nepal indicate that the monsoon rains have been delayed by up to a month, thus reducing the growing season [7]. The unpredictable onset of the monsoon challenges farmers to utilize crops that will be productive in growing seasons of varying durations. When the growing season is delayed, the utilization of wild plants, drought-tolerant crops like millet and amaranth, and short-duration varieties, is an important adaptive strategy for subsistence farmers [6, 61].

Examples of successful implementation of leguminous cover crops during the dry season

A meta-analysis of studies from regions that experience seasonal dry and wet seasons throughout the global subtropics has reported significant yield, soil fertility, ecological, and agronomic benefits from the use of leguminous cover crops and green manures [63]. Another meta-analysis of sustainable land-use practices among subsistence farmers around the world found that agronomic interventions like cover cropping and the use of legumes in crop rotations had a yield advantage over conventional practices of 116% in dry areas and 122% in moist areas [64]. A study from Kenya observed an increase in maize yield from 1.2 −1.8 to 2.0 t ha−1 with the use of the cover crop, mucuna (Mucuna puriens) [9]. Significant short- and long-term losses in yield have been observed in regions that planted maize continuously compared to cover cropping rotations with pigeon pea (Cajanus cajan) and mucuna [65]. Farmers in Benin that adopted mucuna cover cropping attained maize yields equivalent to the application of 130 kg N ha−1 [66]. The use of sunn hemp (Crotalaria juncea) and cowpea (Vigna unguiculata) as green manures in Cuba provided the equivalent of 175 kg N ha−1 to squash; in addition, the green manures improved the physical and chemical characteristics of the soil [67]. Reports from Cantarranas, Honduras, indicate that subsistence farmers cultivating mucuna (M. puriens) fixed up to 150 kg N ha−1, increased maize yield 300%, and reduced the labor input for weeding by 75% [67]. Maintenance of soil cover by planting cover crops during the fallow period has been shown to control soil erosion on agricultural terraces in the highlands of the northern Philippines [68]. Wheat-vetch rotations have been shown to have a number of benefits relative to wheat monocultures under drought conditions in a Mediterranean environment; these benefits included: increased yield and grain protein in the subsequent wheat crop, reduced yield reduction in wheat in the intercrop, and the production of additional animal feed and green manure [69]. Wheat-annual legume rotations have been shown to significantly improve a number of parameters related to soil microbial populations relative to typical wheat-fallow management; improvements included a 385% increase in the number of soil bacteria, a 210% increase in filamentous fungi in soil, a 170% increase in microbial biomass C content, and a 191% increase in microbial biomass N content [70]. ICARDA is actively conducting research on drought-tolerant forages in Sub-Saharan Africa, South America, and Asia and the Pacific [63, 71], which may lead to the development of additional drought-tolerant legume crops for the dry season.

Several Brassica species have been shown to effectively suppress soil pathogens [72]. A cereal crop rotated with Vicia spp. or Lathyrus spp. reduced the pest pressure by pathogenic nematodes on the subsequent cereal crop [35]; nematodes are a common problem in the mid-hills of Nepal [73]. Biomass from jack bean (Canavalia ensiformis) and a velvet bean (Mucuna deeringiana, syn. puriens) was found to suppress (>50%) the development of plant pathogenic nematodes in tomato roots in a greenhouse assay and exhibited a strong phytotoxic effect on weed seed germination in vitro [43]. A review of conservation agriculture in South Asia cites a number of case studies in subtropical regions that note weed suppression as a benefit of cover crop and mulch application [74].

Prospecting the dry season wild plant community is an innovative strategy to promote the livelihoods of subsistence farmers in the subtropics

The value of wild plants including weeds

The conservation and maintenance of wild plants, weeds, as well as neglected and underutilized crop species, is an important strategy to promote the livelihoods of subsistence farmers, improve local resilience and sustainable development [6, 10, 28, 75]. The selection of wild plant species is a starting point for the development of new crops [6, 28], can strengthen the role of custodian farmers in conservation efforts [76], and enhance participatory agronomic research and plant breeding [77]. The development of novel crops from wild species can also contribute to global efforts to preserve and enhance agrobiodiversity [6, 10, 78]. The development of indigenous forage legumes has been suggested as a solution for animal feed deficits [35]. Developing a cover crop from a wild plant may provide an opportunity for the creation of seed businesses, generate local income, stimulate local economies, and promote innovation in sustainable agriculture interventions. Furthermore, wild relatives of current staple crops are useful for the improvement and adaptation of these crops through breeding, involving introgression of novel genetic traits [79].

Wild plants have potential as cover crops in the dry season

Native and naturalized plants that persist in the dry season are naturally endowed with traits that are desirable in a cover crop, including local adaptation, a compatible life cycle, tolerance to drought and cold, resilience to pests and disease, and productivity under low external input (LEI) conditions [10]. These traits have played a role in supporting the livelihoods of subsistence farmers around the world including in Nepal [61, 8083]. Selecting cover crops from wild plants and weeds is an innovative strategy to overcome the limitations of severe drought and increase farmer adoption of a technology that reduces institutional reliance and enhances livelihoods by improving soil fertility and food security.

Dry season wild plants can be optimized as cover crops through selection of diverse traits including nitrogen fixation and drought tolerance

The crops cultivated today originated from wild plants following selection, breeding, and agronomic trials [10, 84]. Case studies from around the world [85] including Sub-Saharan Africa and Nepal [6, 86] have identified a list of functional traits as being important for dry season legume crops including superior drought tolerance and improved biological nitrogen fixation under drought stress [32] (Table 1).

Table 1 Traits and corresponding agroecological functions desired for an ideal cover crop

Intra-species variation in biological nitrogen fixation has been observed throughout the legume family [30, 87] including within Glycine max (soybean) [88], Lablab purpureus [89], Vicia faba (faba bean) [90, 91], Trifolium alexandrinum (bersem clover) [36, 9294], Phaseolus vulgaris (common bean) [95, 96], Pisum sativum (green pea) [97], V. unguiculata (cowpea) [98], and Vigna aconitifolia (mothbean) [93]. Optimizing biological nitrogen fixation involves the selection of not only the best legume genotype but also selecting the most optimal legume and rhizobia combination [30]. Since the symbiotic relationship is host specific, rhizobia strains must be selected in association with the specific plant host [30, 99]. Plant species and associated rhizobia vary for drought tolerance with respect to BNF and water use efficiency (WUE) [36, 87, 100, 101]. WUE describes the amount of water used by a crop to produce a unit of biomass, or the slope of the regression of dry biomass against cumulative transpiration [102]. Nodulation, growth, and BNF can be enhanced by inoculating plants with improved and drought-tolerant rhizobia, but these strains must effectively compete with indigenous soil rhizobia for nodule occupancy [36]. The presence of root nodules is a simple indicator for whether or not indigenous or improved rhizobia are capable of infecting the legume host [103]. Combinations of plant accessions and rhizobia biovars can be evaluated by growing them in environments of varying water limitation; maintenance of BNF under water-limiting conditions can then be measured in terms of biomass, nitrogen concentration and isotopic discrimination, plant architecture, and transpiration.

Wild plant selection can benefit from traditional knowledge and participatory approaches

Selection of wild plants and subsequent improvement can benefit from the existing knowledge of local indigenous peoples. Traditional ecological knowledge (TEK) is developed through generations of experience and is rarely written down, as a result, TEK/ITK is vulnerable to loss, and there is an intrinsic value to its preservation [104]. Tacit value can be generated by developing novel interventions that utilize aspects of TEK to monitor and manage ecosystems [104, 105]. Botanical, agronomic, and anthropological approaches can be combined to understand and improve members of the dry season plant community [10, 106, 107].

Mother and baby trial designs have been widely adopted in the field of participatory agronomic and plant breeding research with farmers around the world [77, 86, 108]. Mother trials involve all treatments, while baby trials involve a subset of these treatments including a control [109]. The mother–baby trial design links mother trials, which are replicated within a site, and baby trials, which are replicated only once on a site; the systematic linkage of mother and baby trials makes it possible to conduct tests under a greater variety of farm management strategies and environments [108]. The primary reason cited for the utilization of mother and baby trials is the ability to include many farmers and quickly evaluate varieties and/or technologies [108].

Nepal as a case study for the selection of leguminous dry season cover crops

Subsistence farmers in Nepal face challenges that are common to subsistence farmers in the global subtropics. In Nepal, the agriculture sector contributes 38% of GDP and employs 82% of the labor force, of which the majority are smallholder farmers [12]. The country is small, landlocked, and encompasses the southern face of the Himalayan mountain range, with altitudes ranging from 60 to 8848 m [73]. The hilly regions of Nepal cover 42% of the total area [12]. The annual mean precipitation in Nepal is 1800 mm, of which 80% occurs during the monsoon season (June to October) (Fig. 2), and at this time, the fragile landscape is particularly vulnerable to erosion, landslides, and floods [59]. There is an extended dry season from October to May, during which agricultural productivity is severely limited. As a result, there is an annual cycle of hunger, malnutrition, and livestock feed deficit. During this time, people utilize wild foods and feeds from forests and common property resources [82]. Some communities gather up to 85% of their livestock feed off-farm [59].

The farming system in the mid-hills utilizes terraces. Soils in the mid-hills of Nepal can be sandy, prone to leaching and erosion, and deficient in nitrogen; weeds are a common issue that increases the labor requirement, and plant pathogenic nematodes are a common issue causing disease and yield loss [110]. Case studies indicate a loss of soil fertility in conventional terrace cropping systems in this region [18]. Rainfed upland sloping terraces may lose up to 25 t ha−1 of soil annually [111]. The terrace soil is exposed to the natural elements throughout the dry season, and the bare soil is vulnerable to run off at the onset of the monsoon rains [14]. More than 50% of the total annual soil losses in the mid-hills occur during the early monsoon period [25].

Declining soil fertility and crop productivity motivate the utilization of soil conservation practices [57]. There are a number of former and current projects to improve dry season fodder availability in the mid-hill regions of Nepal; these projects have focused on improved forage cultivation, utilizing fallow terrace land to cultivate forages, and fodder tree establishment on bund and terrace risers [59]. The Nepal Agriculture Research Council (NARC) promotes research and extension related to the conservation and promotion of native pasture species including Medicago sativa ssp. falcata, Pennisetum flaccidum, Agropyron spp, Festuca and Elymus in the dry trans-Himalayan region [59].

Case studies reveal a gap in the cropping calendar

Farmers have relatively few options in terms of dry season crops for the mid-hill regions of Nepal, because most of the land is rainfed [59]. The diverse crop calendars that are used in the mid-hills were compiled from surveys and the literature (Table 2). In the mid-hills region, farmer surveys and reports from agricultural extension agents indicate that most of the land is left fallow in the dry season because it is too dry to cultivate staple crops; a limited area is used for cultivation of wheat, barley, peas, mustard, and maize [6, 59]. Fallow agricultural terraces are especially vulnerable to seasonal food insecurity, feed deficit, and soil erosion [18]. As a result, subsistence farmers in the mid-hills have a need for dry season crops that can produce biomass on residual moisture to provide animal feed, green manure, enhance soil fertility, and prevent erosion [18].

Table 2 A calendar of typical crop rotation systems in the mid-hills of Nepal

Methodology to identify leguminous cover crop candidates for Nepal

Three approaches were used to develop a list of candidate cover crops that are appropriate for the dry season in the mid-hills of Nepal: a literature review, stakeholder interviews, and field site visits with farmers (Fig. 6):

Fig. 6
figure 6

Flow chart to select wild and weedy plants for the development of drought-tolerant cover crops

Literature review

First, a literature review revealed a number of candidate leguminous underutilized crops and wild plant species that are native, naturalized, or cultivated in Nepal. The literature review utilized online resources including Google Scholar, Web of Science, Feedipedia, Research Gate, and web portals to a number of governmental and non-governmental organizations [i.e., Food and Agricultural Organization of the United Nations (FAO), ICARDA, The International Maize and Wheat Improvement Center (CIMMYT)]. Google Scholar search terms included combinations of the following: annual, Leguminosae, Fabaceae, crop wild relative, drought tolerant, cover crop, crop rotation, intercrop, mulch, soil, erosion, nitrogen fixation, phosphate solubilization, weed suppression, allelopathy, Bitumenaria, Cajanus, Cicer, Glycine, Vicia, Vigna, Lens, Pisum, and Phaseolus. There were approximately 2000 search results that were retrieved including meta-analyses, reviews, research articles, reports, conference proceedings, and web-based knowledge portals. The criteria for the selection of literature was based on topical and regional relevance, high-quality research methodology including quantitative measurements and use of proper controls, discarding information with obvious bias and/or confounding factors. The criteria were sometimes expanded to include plant species that have a perennial life cycle, as well as plants in families other than the Leguminosae that may form symbiotic relationships with nitrogen-fixing bacteria (i.e., Cannabaceae, Myricaceae, Rosaceae, and Rhamnaceae). The identification of appropriate species was hindered by a lack of information published in scientific journals and peer-reviewed sources, vague characterization restricted to qualitative information, restricted access to online journals, unavailable digital editions, unpublished institutional research, research gaps, ambiguous terminology, linguistic barriers, semantic drift, and etymological evolution. The final table of 16 select candidate legume species was extracted from 14 references: 2 books, 2 reviews, 9 research articles, and 1 report. A number of studies have identified host specificity of rhizobia genera, species, biovars, and strains, which is relevant in this research [99, 112, 113].

Stakeholder interviews

To facilitate the inclusion of local expertise in the selection process, interviews were conducted with local scientists, academic researchers, plant breeders, botanists, agronomists, extension agents, NGO staff and leaders of local farmer groups. Other researchers were contacted through academic and scientific social networking Web sites like Research Gate. A local research partner (Local Initiatives for Biodiversity, Research and Development, LI-BIRD) assisted with identification of knowledgeable stakeholders. The stakeholders were a valuable source of unpublished information and provided access to private libraries of relevant research. Interview questions (Additional file 1) were focused on trying to extract existing knowledge on local drought-tolerant legumes (wild, cultivated in the dry season, consumed by humans or livestock), or tips on relevant knowledge resources. A number of challenges hindered the stakeholder interviews including language barriers and the identification of active and available researchers. A large volume of research on drought-tolerant crops in Nepal and the subtropics is upward of 40 years old, and as a result, many of the research groups have dissolved and the researchers have retired.

Farmer interviews

Existing groups of subsistence farmers participating in agricultural research with a grass-root Nepalese NGO, LI-BIRD, were targeted for questioning after progress meetings. Field site visits were facilitated by accompanying researchers from LI-BIRD, and the research partners assisted with translation and identification of local flora. Farmers were questioned to extract their knowledge about drought-tolerant crops and wild plants that grow in the dry season and included surveys of annual legume plants via farm tours. The native communities of Nepal are typically knowledgeable and resourceful regarding the utilization of plants for humans and livestock [82, 114, 115].

Leguminous cover crop candidates identified for Nepal

A total of 98 legume species and subspecies were identified as candidates for the development of dry season cover crops based on the methodology described above (Additional file 2: Table S1). Data collection included the following parameters: taxonomic classification; common names (local, English); domestication and cultivation status; life cycle; morphology; root habit; value (food, feed and medicinal); naturalization status; whether it is a wild relative of a cultivated species; the ability to perform BNF and/or solubilize phosphorus; planting and harvest dates; toxicity, allelopathy; and stress tolerance (cold, drought, trampling, grazing). Available candidates were ranked using multifactor analysis (MFA) of the selected criteria and then filtered based on seed availability or the ability to multiply collected seed. Based on these criteria, the most promising candidates were identified within the genera: Cajanus, Lablab, Lens, Lathyrus, Vicia, Medicago, Trigonella, and Pisum (Table 3; Additional file 3: Table S2).

Table 3 Candidate legume species for the development of dry season cover crops for Nepal (more details in Additional file 3: Table S2)

Future perspectives

Moving forward, to develop the candidate Nepalese legume species as cover crops will involve collecting seeds of diverse accessions in partnership with local stakeholders. Selection of candidate species and accessions will require evaluation of multiple traits using controlled greenhouse and field trials (Fig. 6). These traits will include: yield; efficacy as a cover crop; water use efficiency and nitrogen fixation under drought; and human and livestock palatability, digestibility, nutritional value and toxicity using feeding trials. Longer-term improvements can be made through breeding, crossing with domestic relatives and identification of optimal rhizobia strain combinations. This entire process should take advantage of participatory approaches with local stakeholders, especially female subsistence farmers. To scale up, seed multiplication can be conducted on-farm as a value-added activity [116]. The development of smallholder seed enterprises is a proven strategy with success stories from around the world [76, 117119]. Seasonal migration can be further mitigated by creating local job opportunities in rural non-farm enterprises like the manufacturing of machinery specialized for dry season cropping (e.g., planters and weeders) [120].


Here we (1) reviewed the agroecological challenges of the dry season for subsistence farmers in the subtropics; (2) explained the benefits of biological nitrogen fixation and leguminous cover crops; and (3) provided a framework for the selection of leguminous cover crop species—with the goal of assisting policy makers and social makers, to help mitigate food and feed insecurity during the dry season in the subtropics. The framework was applied to identify 78 candidate dry season leguminous cover crop species for the mid-hills of Nepal based on a literature review, stakeholder interviews, and field site visits with farmers. It is hoped that this framework will serve as a model to benefit subsistence farmers in subtropical regions throughout the world.



biological nitrogen fixation


dry matter


gross domestic product










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Authors’ contributions

FAAS co-conceived the study; acquired, analyzed and interpreted all the data; and drafted the manuscript. MNR co-conceived the study and revised the manuscript. Both authors read and approved the final manuscript.


The authors are grateful to our Nepalese NGO partner, LI-BIRD, in particular B.B. Tamang, Durga Nariyan Shreshtha, Roshan Pudasaini, and Rajeev Dhakal. FAAS is most grateful for the many generous Nepalese farmers who graciously invited him into their lives during his field work in Kaski, Tanahun, Lamjung, Gorkha, and Dhading districts. We thank researchers at the Nepal Agricultural Research Center in Kumaltar, Bandipur, and Lumle, Nepal. We wish to acknowledge the struggle of the Nepalese people in the aftermath of the 2015 Himalayan earthquakes. We thank Kevin Tiessen (IDRC, Ottawa) for his enthusiastic support of this project.

Competing interests

Neither the authors nor the University of Guelph received payment or services from a third party for any aspect of the submitted work. No financial relationships exist with any entities that could be perceived to influence the submitted work. There are no patents or copyrights relevant to this work. There are no relationships or activities to disclose that could be perceived to have influence the submitted work.

Availability of data and materials

All relevant data have been included as supplementary material.


Funding was generously granted by the CIFSRF program, jointly funded by the International Development Research Centre (Ottawa) and Global Affairs Canada. The funding body had no role in the design of the study or the collection, analysis, or interpretation of the data.

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Correspondence to Finlay A. A. Small or Manish N. Raizada.

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Small, F.A.A., Raizada, M.N. Mitigating dry season food insecurity in the subtropics by prospecting drought-tolerant, nitrogen-fixing weeds. Agric & Food Secur 6, 23 (2017).

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