Low potato yields in Kenya: do conventional input innovations account for the yields disparity?
© Wang’ombe and van Dijk; licensee BioMed Central Ltd. 2013
Received: 9 December 2012
Accepted: 19 September 2013
Published: 8 October 2013
Potato yields in Kenya are less than half the amount obtained by some developed countries. Despite more acreage being dedicated to the crop, annual production has not improved. Kenya’s low yields have been blamed on a failure to use clean seeds, fertilizers, fungicides and irrigation. The article examines the impact of adopting these innovations on enhancements of yields.
The regression coefficients indicate that clean seeds have the greatest impact followed by irrigation, fungicides and fertilizers. However, clean seeds have the lowest adoption rate, with only 4.5% of the respondent sample using such seeds. Irrigation adoption was also low at 23% but there is widespread usage of fungicides and fertilizers at 92% and 96% respectively. Adoption of the four innovations more than doubled the yields but the absolute amount remained less than 50% of the 40 tons per hectare obtained by the leading world producers. The less than optimal gains can be attributed to the nonlinear relationships of the variables, which indicate the importance of more precise, proper application of inputs in order to obtain higher yields. Linear regression could only explain 10% of the variation but nonlinear regression improved R squared to 80%. The unexplained variables accounting for 20% appear to be essential for a further enhancement of yields, given the big difference between those currently achieved in Kenya and those in developed countries.
Whereas adoption of the inputs is important, there is a need to use precise, recommended application regimes in order to obtain better potato yields. Training, in the form of visits by innovation propagation agents, are shown to improve adoption rates although only about half (55%) of farmers reported receiving such visits in the preceding three years. This points to a need for the Ministry of Agriculture to lead in increasing the coverage of such visits. Taken together, the four innovations account for only a fraction of the yield variances highlighting the need for further research to identify other determinants of Kenya’s low potato production.
KeywordsPotatoes Innovation Clean seeds Fertilizers Fungicides Irrigation Yields
Food and Agriculture Organization
High yielding varieties
Kenya plant health inspectorate services
Kenya integrated household budget survey.
The most consumed food crop in the world is rice, followed by wheat, potatoes and maize in that order . In Kenya, the potato is the second most important food crop after maize, which contributes 32% of overall dietary energy consumption and 68% of energy consumption from cereals . The recurrent episodes of famine in periods of drought in recent years, coupled with Kenya’s reliance on maize imports to meet its domestic needs suggest that the country has not thus far succeeded in realizing successful food security strategies. Indeed, contrary to other African countries, for example, Malawi, which have significantly reduced their dependence on cereal imports over the few years, in Kenya it has risen from 20.7% in 2000 to 2004, to 36.1% in 2007 to 2009 .
The potato has a demonstrated capacity to feed large populations. Nunn and Quin  showed how population and urbanization in Europe and America increased sharply during the eighteenth and nineteenth century following the introduction of the potato as a new food crop. The potato provides more food per hectare than other staples, given its short time to mature (80 to 120 days), which allows two crops per year. Now consumed in most regions of Kenya, the potato deserves consideration, therefore, as a potential focal crop in the country’s quest to attain food security. This would call for an enhancement of the potato sector, which is currently classified under 'orphan crops’ by the Kenyan Ministry of Agriculture due to its relatively low level of development.
Kenya’s potato yields have remained low even as more land is devoted to the crop. This contrasts with the experience of other regions that have experienced the green revolution. Between 1966 and 1980, the acreage under potatoes in North America and Western Europe decreased annually by more than 2% but yields increased by almost 1% . In Asia, the acreage increased by about 7% in the same period and was accompanied by annual yield growth of 2%. In Africa, however, despite a 4% rise in potato-farmed land, yields remained constant in the same period.
Potato production, by region, 2009 and 2010
Increased productivity for sub-Saharan Africa and Kenya in particular is only going to be obtained through the adoption of innovative approaches. An innovation has been defined as a new product, new technique, new practice or a new idea .
We look at key demand and supply factors contributing to the low level of adoption of conventional input innovations as well as their impact once used, as we seek to examine to what extent a greater adoption of such measures would significantly improve potato yields in Kenya. Existing literature on demand factors typically focuses on individual characteristics. Studies have shown, for example, that a younger age and better education of a household head, as well as a larger farm size are associated with a higher likelihood of adopting innovations [7, 8]. Rogers , moreover, suggests that farmers with contacts outside the local community are more likely to embrace new techniques than those embedded in a traditional lifestyle, while Unwin  finds people who have been farmers all their lives to be more likely to adopt innovations.
Available research on the supply-side factors shaping the uptake of innovations considers the extent to, and ways in which an innovation is made available to potential users. The innovation is usually availed by institutions and groups outside the farming community. Constraints supply or supply constraints are viewed as being established and controlled mainly by government and private institutions .
Ruttan  has drawn several generalizations from literature on green revolution. Notwithstanding exceptions due to environmental differences, these include: (1) that new high yielding varieties (HYVs) were adopted at exceptionally rapid rates in those areas where they were technically and economically superior to local varieties. This illustrates that technical and economical evaluations have an impact on adoption; (2) neither farm size nor tenure has been a serious constraint to the adoption of HYVs of grain. While smaller farmers and tenants tended to lag behind larger farmers in the early years following their introduction, these lags typically disappeared within a few years; (3) the introduction of HYVs has resulted in an increase in the demand for labor; and (4) land owners have gained relative to tenants.
The adoption of an innovation is primarily the outcome of a learning and communication process. This implies that there are factors related to the effective flow of information and the characteristics of information flows, information reception and resistance to adoption. Adoption will depend on an individual’s general propensity to adopt innovation or his innovativeness . It will also depend on the congruence between the innovation and the social, economic and psychological characteristics of the potential adopter.
Most studies on innovation diffusion end with a discussion of its resultant adoption but do not look at outcomes of the adoption process. Until the 1960s, an underlying assumption of diffusion theory was that a new product or practice offered an indisputable benefit. Innovations were viewed as pure gains - a replacement of the outdated and inefficient with something better . However, more recent research has drawn attention to negative social and environmental effects of innovations. Additionally, new technologies may not always result in expected improvements in outcomes such as yields. Given the poor potato yields in Kenya, we sought to establish whether the adoption of a package of the well-established innovation inputs would lead to significant improvements in yields. To this end we examined the extent and drivers of adoption rates and analyzed their impacts on yields.
A survey was conducted in 2010 and the first quarter of 2011 in three counties of Nakuru (Njoro and Kuresoi), Nyandarua (Nyandarua South, Nyandarua West and Nyandarua Central) and Meru (Meru Central and Buuri). The three counties are located in in the Rift Valley, Central and Eastern regions of Kenya, respectively. Central region is the leading producer of potatoes in Kenya followed by Rift Valley and Eastern Region. The study counties are the main potato growing areas in their respective regions and together account for approximately 95% of total potato production in Kenya .
The areas studied are all in high altitude- (between 1,400 and 2,700 meters above sea level) and high-rainfall zones, experiencing mean annual rainfalls of 1,000 mm or greater. Nyandarua County has temperatures ranging from a minimum of 2°C to a maximum of 25°C. The rainfall ranges between 700 and 1,500 mm per annum . In Meru County, annual temperatures range from a minimum of 16°C to a maximum of 23°C and rainfall from 500 to 2,600 mm. Temperatures in Nakuru County range from a minimum of 12°C to a maximum of 26°C per year with rainfall ranging from 1,800 to 2,000 mm. Maximum temperatures across all study counties, therefore, are sufficiently temperate, as are minimum temperatures - with the exception of Nyandaura. The highest variability in rainfall is recorded in Meru, where some areas receive less than 1,000 mm per year, which may explain the high usage of irrigation in the county. The predominant soil type is volcanic in Nyandarua and Meru but some parts of Nyandarua have red clay soil. Nakuru mainly has loamy soils.
Since no complete household survey has been carried out in in the last 5 years, we used data from the Kenya Integrated Household Budget Survey (KIHBS) 2005/2006  to estimate the number of households producing potatoes. The total number of such households was 790,752, of which virtually all (97%) were located in the main Central, Rift Valley and Eastern producing-regions.
KIHBS data also provided estimates of the share of potato-growing households in each target county. In Nyandarua, 97% of farmers grew potatoes compared to 34% in Nakuru and 31% in Meru. Together, the three counties accounted for about 33% of all potato growing households in Kenya.
Relevant KIHBS data is aggregated at the level of households. Equally, the respondents targeted in our study were the heads of households. Interviews captured the demographic characteristics of the household head. The household is defined as a place where members 'eat from the same pot’. In the regions studied, this was also synonymous with housing units since independent households in these rural areas do not share the same house.
To be able to generate a random sample from the three regions, we used administrative district-level information gathered through a 2009/2010 enumeration of potato farmers by the Ministry of Agriculture. For some parts of Nakuru (Njoro and Kuresoi), data were incomplete, requiring us to employ a stage-wise stratified sampling approach, estimating the number of farmers in a village and selecting one at a constant interval.
The required sample size (n) was 381 as per the formula below. We however, targeted 419 farmers, assuming a 10% non-response rate and ended up with 402 completed questionnaires.
n = required sample size
t = confidence level at 95% (standard value of 1.96)
p = estimated proportion of farmers growing potatoes - used 55% average as per occurrence in KIHBS 
m = margin of error at 5% (standard value of 0.05)
The survey questionnaire was designed to collect data that could be used to generate additional variables. To increase the reliability of self-reported data, the questions asked were simple and information sought easy to recall. For instance, on yields, farmers were asked about the portion of their land they had dedicated to potatoes in the last season and the production thereof. Total production was divided by the area to generate yield data. Since the study sought to examine production in general, data on the varieties grown were not collected. The specific fertilizers and fungicides used were recorded but the ranges of fungicides were too wide to be analysed meaningfully. Several types of fertilizers were reportedly used but most farmers were unable to recall the specific kind used. As they put it, they simply follow sellers’ advice on the type to purchase. The analysis, therefore, ignores fertilizer distinctions. For irrigation, the data collected were on installed irrigation facilities as opposed to actual use. It was assumed that those who had installed facilities actually used them.
The analysis used the Chi-square and Fisher’s test, regression and logistic regression, where the dependent variable was dichotomous. Stata/SE 10.1 was used for the analysis.
Study results and discussions
The study found clean seeds, fungicides and fertilizers to be the most important production inputs that could easily be identified by the farmers and impacted on yields. Irrigation, the other key innovation was captured alongside other household characteristics as opposed to a farm input.
Descriptive statistics for the full dataset
Adoption of clean seeds
Proper fertilizer use
Use of fungicides
Age (young = less than 40 yrs, old = above 40 yrs)
Gender (18.41% female)
Education (None & Primary =0, Secondary, Post-secondary=1)
Size of land
Employment status (Employeed=1)
Number of cows
Ownership of media equipment
Member of farmers group
We conducted both linear and nonlinear regression analyses to determine the contribution of farm inputs to yields. In both cases, we controlled for household characteristics and communication variables. A step-wise regression process was introduced given a very low R squared value in the linear regression. This led us to a nonlinear equation for regression analysis.
Adoption of clean seeds
Seed potatoes certified by Kenya Plant Health Inspectorate Services (KEPHIS) in kilograms
Quantity in kg
As mentioned above, existing research suggests that the younger the head of household, the better the education and the larger the farm, the more likely is a household’s adoption of an innovation [7, 8]. Though Obare et al.  had contrary findings that education has no effect on adoption, our results indicated no statistically significant relationship between the level of education and the adoption of clean seeds, In contrast, land size and number of cows owned by the household head, indicated no significant results. Having been visited by propagation agents, had a significant positive association with adoption, the latter pointing to the importance of communication about clean seeds. The gender, age, employment status, use of irrigation and region of residence of the household head did not significantly predict adoption.
Some contextual considerations can help in interpreting these findings. Land is in many cases a sign of wealth, as is the number of cows owned. Given the high cost of clean seeds, it would have been expected that higher adoption would be found among those with more land and cows is not surprising and, indeed, is to be expected. Similarly, the scarcity of seeds likely renders efforts to procure them more worthwhile for farmers who will use them on a larger area. Clean seeds are not distributed but instead have to be sourced directly from the producers. Because procurement in most cases involves transportation, there are economies of scale when procuring for a bigger farm. The number of cows owned by a potato farmer (typically used for dairy production) is an important determinant of the income available to be invested in purchasing expensive seeds. However, only education and visits by innovation propagation agents influenced adoption meaning that failure to adopt clean seeds can largely be as a result of lack of knowledge. Visits by innovation propagation agents influenced the level of awareness of clean seeds - a prerequisite for their adoption. Taken together our findings suggest that although there is high awareness on the existence of clean seeds, it takes a higher level of education to appreciate the need to navigate the highly inefficient clean seeds supply chain. Interviews with seed producers indicated that in addition to a highly insufficient quantity of clean seeds in Kenya, the few existing seed multipliers lack effective marketing and distribution systems. As a result, farmers have to incur transport costs to collect seeds. The experience of one of the authors illustrates the long distances and attendant costs that can be involved: to obtain a large enough quantity of seeds for a field experiment, trips to two seed producers located more than 200 km apart were necessary. In addition to incurring transport costs, farmers pay high prices for certified seeds, which cost on average Ksh 2,000 per 50-kg bag compared to less than Ksh 1,000 for recycled or unclean seeds. Unless one fully appreciates the benefits of clean seeds, he or she is unlikely to take the trouble to source them.
The proportion of farmers using fertilizer in the potato growing areas is higher than the national average of 69% . Potatoes respond better to chemical fertilizers than do other crops that thrive with animal manure. Use of animal manure, which may be contaminated with bacteria wilt, carries the risk of serious disease for potato plants. Farmers are, therefore, discouraged from using animal manure unless they are sure it is clean. A large majority of interviewed farmers (96%), therefore, reported using fertilizers. This raises a key question as to how their usage compares to recommended practice.
We asked each farmer about the size of land on which they grew potatoes and the amount of fertilizer they used. Using a standard recommended rate of four 50-kg bags per acre, we were able to examine the extent of adoption of fertilizers. Our findings show that only 18% of those using fertilizers are using the required quantities, 72% use less than the requirement and 8% use excess quantities. The under-use of fertilizer is certain to affect yields, given that the land on which potatoes are grown is typically over farmed - making fertilizer-use paramount for obtaining good harvests. It would appear that the recommended quantity of fertilizer per area is not commonly known.
Among the characteristics of the household head, only–ownership of irrigation equipment and the region the farmer come from were found to have a significant relationship with fertilizer usage. Age, education level, employment status and size of land were found to be insignificant. Irrigation is mainly applied in only one of the regions studied. The fact that proper usage of fertilizer is associated with irrigation use and the region of residence from indicates that proper usage is more prevalent among commercial farmers. These are farmers who are investing more on farming including the use of irrigation equipment. They therefore go an extra mile to ensure that they use the appropriate quantity of fertilizer in order to obtain optimum yields.
Among the communication variables only membership of farmer group was significant predictors of correct fertilizer use. It was surprising that visits by innovation propagation agents did not influence proper usage of fertilizer. Those who have been visited by innovation propagation agents in the last three years are more likely to apply the right quantity of fertilizer (24.54% compared to 10.44% for those not visited). The visits are highest in Eastern Region (73%), second highest in Central Region (61%) and lowest in the Rift Valley Region at 30%. This difference arises from the region of residence which emerged as a significant factor for proper application of fertilizers. The Ministry of Agriculture was identified as the leading innovation propagation agent that had visited farmers in the last three years, accounting for 80% of total visits. Though about half (55%) of the farmers were visited, the visits were very high in the Eastern region at 73% as compared to 61% for Central and 30% for the Rift Valley region. The Ministry of Agriculture has a strategy of only seeing farmers who are involved in particular projects or specifically requests a visit.
Adoption of clean seeds, proper use of fertilizers and use of fungicides
Size of land
Number of cows
Ownership of media equipment
Member of farmers group
Use clean seeds
Proper fertilizer use
Use of fungicides
Besides bacteria wilt, another serious disease for potatoes in the tropics is late blight. The disease is controlled by spraying fungicides. Virtually all respondents (92%) reported using fungicides. Computing the extent of usage was not possible, however, given the different brands in the market, the different application regimes and the fact that application is in most cases dependent on the weather conditions. We were therefore unable to work out the extent of usage.
A correct, early timing of the first fungicide application is as important as its extent for forestalling disease. However, clearly not all farmers are cognizant of this. Responses to the question 'what prompts first application of fungicides’ included, 'after germination for control purposes’ , 'as a preventive measure’ , 'when symptoms of disease are identified’ , and 'when weather changes’ (rain and cold temperatures). About a quarter of the farmers did not answer the question and some gave multiple answers. We therefore considered it inappropriate to analyze the quality of usage. We therefore focused only on application and non-application. The number of cows, size of land owned and the region of residence emerged as a significant predictors. The first two are proxies for wealth indicating that there is more adoption of fungicides by well to do farmers. The log likelihood was only significant at 10%.
Fungicide manufacturers and retailers in Kenya engage in aggressive marketing and distribution, among some including through use of dedicated field officers to work with farmers. This likely explains the many different brands being used and the high level of uptake. Knowledge of fungicides is well-spread in the farming communities. Semi-structured interviews with the farmers revealed that most of them routinely shop for fungicides. Their application regime, however, appears to be rather haphazard.
Clean seeds, fertilizer use, fungicides, irrigation and yields
As a next step in the analysis we introduced irrigation into a regression model comprising all key variables, with a view to investigating their impacts on yields. Though irrigation has mainly been considered a household characteristic, experiences of other potato-producing countries, like South Africa and Egypt, suggest that it is an important determinant of productivity. South Africa and Egypt have average yields of 33 and 25 tons per hectare respectively, with 75 and 100% of the crop, respectively, grown under irrigation [16, 17]. The regions studied in this research had an irrigation rate of 4, 59 and 13% for Central, Eastern and Rift Valley, respectively, with an overall average of 23%.
Fertilizer use per acre, clean seeds, irrigation and average yields
Average yield (Tons/Ha)
Do not use
Does not have irrigation
Clean seeds and proper fertilizers
Clean seeds and fungicides
Proper fertilizers and fungicides
Clean seeds and irrigation
Clean seeds, proper fertilizers and fungicides, irrigation
Nonlinear and linear regression on yields
Fertilizer use per acre
Fertilizer use per acre squared
Controlling for social-economic characteristics
Fertilizer use per acre squared
Fertuse per acre
Use clean seeds
Has irrigation equipment
Size of land owned
Education - Secondary Sch. & above
Age ( 40 -49 years)
Age (50-59 years)
Age (Above 60 years)
Region - Central
Region - Rift Valley
Visited by Agr. Officer
Own Radio or TV
Member of farmer group
Number of cows
The coefficients in the nonlinear regression still show that clean seeds have the highest impact (also in Table 6). Removing the linearity assumption improves the R 2 value to 8.54% leaving a whole 93% unexplained variance. The inclusion of social economic characteristics in the regression equation above improves R 2 value to 13.82%. We speculate that the unexplained variance could be due to other ecological factors in the value chain that have not been incorporated in the regression model. These include a high micro-variability in land quality - that is a relative instability of soils and their different responses to application of inputs , as well as soil conditions prior to use of clean seeds, fertilizer, or fungicides. Soils that already contain bacteria wilt will limit yields even when all required inputs are used correctly. Over-mined soil may require additional organic materials besides fertilizers to obtain optimum results for a fertilizer. Climate variations are also important, given that potato diseases such as late blight are made worse by temperatures variations. These other factors not included in the model may explain the large confidence intervals reported in the model.
Determinants of innovation adoption
In the three models of clean seeds, proper fertilizer use and use of fungicides, age, size of land, education level, number of cows, region, visits of innovation agents, possession of irrigation equipment and membership of farmers’ groups are shown to have a significant positive association with adoption in at least one model, with the region of residence being significant in two models (Table 4).
Usage of clean seeds is influenced by awareness levels as indicated by the education level (secondary school and above) and visits by innovation propagation agents. The low supply of clean seeds and the complex procurement issues make only those who fully appreciate the impact of using clean adopt them. Proper fertilizer usage is evident in the region that have also adopted irrigation indicating commercialization of agriculture including the usage of irrigation is a stronger factor in the usage of appropriate quantities of fertilizers. Use of fungicides appears to be influenced by wealth levels as represented by the size of land and the number of cows that a farmer has. The region of residence which is also significant for use of fungicides could also be pointing to the different levels of wealth in the three regions studied.
The importance of communication variables is clearly shown in the case of usage of clean seeds. Visits by innovation propagation agents were significantly associated with the use of clean seeds. Communication variables influence adoption and when lacking in supply they constrain adoption. Visits by innovation propagation agents positively influenced the adoption of clean seeds and proper usage of fertilizers. The Ministry of Agriculture may need to review its visits strategy to accommodate routine visits to farmers at least once a year. This used to be the practice in the 1970s but was abandoned due to resource constraints. More investments in agriculture to allow increased visits to farmers, combined with strategies to successfully and systematically convey information on 'best’ agronomic practices to farming communities may help enhance the currently poor performance of potatoes in Kenya. Issues like improper use of fertilizer could likely be resolved to a great extent if farmers were adequately trained.
Adoption of innovations and yields
The adoption of clean seeds, proper usage of fertilizers, fungicides and irrigation enhances potato yields, with clean seed use giving the greatest enhancement. The existence of nonlinear relationships suggests that precision in fertilizer usage is critical since there is an optimum application point. This further underscores a need for effective training or raising awareness among potato farmers about key recommended practices for optimum yields of their crop. Given the importance of precision, the low average potato yields in the study area, reaching a maximum of 18.35 tons are unsurprising. To achieve harvests of up to 40 tons per hectare as in some developed regions, more precise application is required. Additionally, Innovations such as soil testing to determine the input requirements will help determine the appropriate application regime. Better control of adverse factors like bacteria wilt, which manifest when clean seeds are used on diseased farms, would also contribute to enhancing yields. Other factors may be uncontrollable, such as climate.
Though a wider adoption of clean seeds, proper usage of fertilizers, fungicides and irrigation as they are applied currently is unlikely to contribute to drastic improvements in potato yields for Kenya, it is still a worthwhile goal to pursue, as the present low national outputs do not do justice to the huge tracts of land devoted to the crop. An adoption of these key inputs by a higher percentage of farmers could lead to more than a doubling of Kenya’s output. If this is done alongside a promotion of more potato consumption, Kenya would reduce its maize imports and enhance its food security.
aSocial economic characteristics used were education, employment status, gender, region, whether visited by agricultural officials, possession of radio, whether they keep records, distance from a paved road and whether a member of a farmer’s group.
JGW is a doctoral candidate at Maastricht School of Management, Netherlands. He works with the African Population and Health Research Center where he holds the position of Director of Operations. MPVP is JGW’s supervisor at Maastricht School of Management (MSM). Besides being a professor at MSM, he is a Professor of Water Services Management at the UNESCO-IHE Institute for Water Education.
We acknowledge the immense help we obtained from the Ministry of Agriculture officials both at the head office and the counties studied in the sampling and collection of data. We also acknowledge the Round Table Africa program of the Maastricht School of Management that funded part of the study. We also acknowledge Mr Maurice Mutisya, Dr Moses Oketch and Dr Djesika Amendah, all of the African Population and Health Research Center for support in data analysis. We thank Dr Isabella Aboderin’ for painstakingly editing the paper.
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